The SEC’s Investment Adviser Marketing Rule: What Is New And What Remains The Same
Panelists will discuss the recently adopted SEC rule covering marketing by investment advisers. The new rule incorporates long-standing staff interpretations but also has been expanded to address certain issues such as use of social media.
Start Date:
- June 16, 2021
Start Time:
- 11:30 AM
End Time:
- 12:30 PM
Areas Of Professional Practice Credit(s):
- 1.0
Total Credit(s):
- 1.0
Region:
- Virtual Participation
- Marie A. Bober, Esq., Moelis Asset Management LLP
- Christine Schleppegrell, Esq., Division of Investment Management U.S. Securities and Exchange Commission
- Adam Kanter, Esq., Mayer Brown
- Sanjay Lamba, Esq., Investment Adviser Association Staff
Format:
- Webinar
Product Code:
- 0KE61
Section Member Price:
Free
NYSBA Member Price:
$50.00
Join (or renew) for special member pricing
Non-Member Price:
$150.00
Sponsoring Committee Group
- Business Law Section
