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Dodd-Frank Clawback Rules: Overview and Special Considerations

Dodd-Frank Clawback Rules: Overview and Special Considerations

Dodd-Frank Clawback Rules_675

This presentation will:

  • Provide an overview of the Dodd-Frank clawback rules
  • Cover the timetable for approval of a Dodd-Frank compliant clawback policy
  • Outline the disclosure requirements under Form 10-K and Item 402(w) of Regulation S-K
  • Identify compensation potentially subject to clawback
  • Explore the intersections between a Dodd-Frank compliant clawback policy and other corporate documents (e.g., dispute resolution provisions, indemnification provisions in by-laws or standalone indemnification agreements)
  • Discuss the use of acknowledgment forms
Start Date:
  • June 27, 2023
Start Time:
  • 1:30 PM
End Time:
  • 3:00 PM
Areas Of Professional Practice Credit(s):
  • 1.5
Total Credit(s):
  • 1.5
Region:
  • Virtual Participation
Format:
  • Webinar
Product Code:
  • 0NB61
Section Member Price: $40.00
NYSBA Member Price: $50.00 Join (or renew) for special member pricing
Non-Member Price: $100.00
Sponsoring Committee Group
  • Committee on Continuing Legal Education
  • Business Law Section
  • Securities Regulation Committee